 Build a high-performing reporting capability serving the Wholesale line of business (LOB).
 Reviewing, enriching and reporting the newly created Operational Losses over 10K, Internal Losses over 500K
and External Losses over 5MM, Near Misses, Quality Assurance Report, LOB Monthly & Quarterly Loss Reports, OCC/FRB,
Issues Management to the Risk Officers, LOBs, Payment Risks to drive real-life enhancements in the way of managing
risk.
 Meet FRB/OCC regulatory requirements by providing a comprehensive view of operational losses for wholesale
businesses. In addition, providing a Business summary review to the Wholesale Risk Leadership team, facilitating
discussion on operational losses, root causes, emerging trends, and remediation efforts.
 Broadened the scope of monitoring and reporting key metrics on the Operational Risk Framework across the
Wholesale Line of Business and include risk types not previously scoped into the operational risk governance structure.
 Develop metrics to provide insight into trends and an early warning of potential changes to the risk profile, as
well as key process indicators and key control indicators to monitor the performance of processes and controls.
 Build strong customer relationships balanced with a strong risk-mitigating and compliance-driven culture that
firmly establishes those disciplines as critical to the success of our customers and company.
 Proactively identify, communicate, mitigate and escalate risk originating from non-compliance with processes,
operational errors, and data integrity issues in all applicable processes.
 Actively manage risk throughout the change management lifecycle as it relates to executing Efficiency &
Effectiveness (E&E) initiatives.
 Accountable for execution of risk programs (Technology, Financial Crimes, Operational Risk, Information
Security, Regulatory Compliance), which includes effectively following, and adhering to Wells Fargo policies and
procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of
issues, and making sound risk decisions.